Financial industry news from 10/8: According to the administrative penalty information disclosure by the Dezhou Regulatory Branch of the National Financial Regulatory Administration, Cheche Insurance Sales Service Co., Ltd. Shandong Branch Dezhou Business Department was warned and fined 1.5 yuan for failing to register practitioners' qualifications as required and for not establishing business files as mandated. At the same time, Ma Haihuan, then the main person in charge of the Dezhou Business Department, was warned and fined 1.5 yuan for failing to register practitioners' qualifications, establish business files, and prepare and present customer notification documents as required.
Fine details:
No. Party Name Penalty Decision No. Main Illegal/Violative Acts Penalty Content Issuing Authority 1 Cheche Insurance Sales Service Co., Ltd. Shandong Branch Dezhou Business Unit De Jin Fa Jue Zi [2024] No. 202613 Failure to register practitioners, failure to establish business files, and failure to prepare and display client information notices Warning and a fine of 1.5 ten thousand yuan National Financial Regulatory Administration Dezhou Branch 2 Ma Haihuan (then-head of Cheche Insurance Sales Service Co., Ltd. Shandong Branch Dezhou Business Unit) De Jin Fa Jue Zi [2024] No. 202614 Warning and a fine of 1.5 ten thousand yuan National Financial Regulatory Administration Dezhou Branch
